Ethical Compliance Manager
We are currently recruiting for an experienced Ethical Compliance Manager to join a growing and forward-thinking professional services firm.
This is a pivotal role within the business, offering the opportunity to work closely with senior leadership and play a key part in safeguarding the organisation’s integrity, regulatory compliance and professional standards.
If you are looking for a role where you can influence decision-making, manage risk and operate at a senior level, this is a fantastic opportunity.
The Role
Working closely with Partners and senior leadership, you will take ownership of ethical governance and compliance across the firm.
Key responsibilities include:
- Providing guidance on ethical queries in line with regulatory standards
- Managing and resolving conflicts of interest and risk-related issues
- Overseeing client complaints, staff grievances and disciplinary matters
- Advising on engagement terms, contractual risk and dispute resolution (ADR)
- Liaising with professional bodies (e.g. ICAEW) and handling regulatory matters
- Managing professional indemnity processes including claims and renewals
- Ensuring compliance with AML regulations and internal policies
- Applying FRC Ethical Standards and IESBA Code of Ethics across the business
- Supporting legal processes where required (e.g. small claims, insolvency matters)
- Maintaining accurate compliance records and supporting audits and reviews
This is a broad and influential role covering ethics, risk, governance and compliance at a senior level.
About You
We’re looking for a credible and confident professional with strong judgement and the ability to manage complex situations:
- Qualified Chartered Accountant (essential)
- Strong knowledge of FRC Ethical Standards and IESBA Code of Ethics
- Experience working with regulatory bodies such as ICAEW
- Solid understanding of AML and compliance frameworks
- Experience handling conflicts, complaints or dispute resolution
- Excellent communication skills with the ability to influence at all levels
- High attention to detail with strong organisational skills
- Professional, discreet and able to manage sensitive matters
What’s on Offer
- Competitive salary (based on experience)
- Flexible working approach with part-time options considered
- Opportunity to work closely with senior leadership
- A high-impact role with real influence across the business
- Supportive, collaborative and professional working environment
- Opportunity to shape and develop compliance processes within a growing firm
Why Apply?
This is an opportunity to step into a strategic and business-critical role, where your expertise will directly influence governance, risk management and the long-term success of the organisation.
Apply Now
If you’re looking for a senior-level compliance role where you can make a real impact, we’d love to hear from you.
